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ATTORNEY DOCKETW).^ — ^ SERIAL NO. 

•064731.0375 ^ 10/722,856 

1 

Q - 1 1 ^roUr 

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 




Application of: Ashwin Anil Gumaste et al. 

Serial No.: 10/722,856 

Filing Date: November 26, 2003 

Title: Optical Ring Network with Optical Subnets and Method 



Commissioner For Patents 
P.O. Box 1450 

Alexandria, Virginia 22313-1450 



Dear Sir: 



Certificate of Mailing by 
Express Mail No. EV 324642869 US 
I hereby certify that this correspondence is being 
deposited with the United States Postal Service 
"Express Mail Post Office to Addressee" under 
37. C.F.R. 1.10 on the date shown below, and 
addressed to Commissioner for Patents, P.O. Box 
1450, Alexandria, Virginia 22313-1450. 



Name: 



Willie Jiles 



Date: April 20, 2004 



INFORMATION DISCLOSURE STATEMENT 

Under 37 C.F.R. §§ 1.56, .97, and .98, Applicants respectfully request that the 
references listed in the attached PTO-1449 form be considered and cited in the examination 
of the Application. The present Application was filed after June 30, 2003. Therefore, under 
the July 11, 2003, waiver of 37 C.F.R. § 1.98(a)(2)(i) by the U.S. Patent and Trademark 
Office, copies of U.S. Patents and U.S. Patent Application Publications listed in the attached 
PTO-1449 form are not enclosed. Copies of all other references are enclosed for the 
convenience of the Examiner. 



DAL01:792433.1 



ATTORNEY DOCKE' 
06-4731.0375 




SERIAL NO. 
10/722,856 



2 



REMARKS 



Pursuant to 37 C.F.R. § 1.97(b)(3), Applicants believe this Information Disclosure 
Statement has been filed before the mailing date of the first Official Action. Therefore, 
Applicants believe no fee is due. However, if a fee is required, the Commissioner is hereby 
authorized to charge any fees or credit any overpayments to Deposit Account No. 02-0384 of 
Baker Botts L.L.P. 



Date: April 20, 2004 

Correspondence Address: 

Baker Botts L.L.P. 

2001 Ross Avenue, 6th Floor 

Dallas, Texas 75201-2980 

(214)953-6986 



Respectfully submitted, 



BAKER BOTTS L.L.P. 



Attorneys for Applicants 




Customer Number 



05073 



DAL01:792433.1 



Page 1 of 1 



.r 1U-144V 

Information Disclosure Citation 
^\ £aB*HApplication 


Application No. 
10/722,856 


Applicant(s) 

Ashwin A. Gumaste, et al. 


Docket Number 
064731.0375 


Group Art Unit 
Unknown 


Filing Date 
November 26, 2003 



TO 1 

l^pft 2 1 MO* U.S. PATENT DOCUMENTS 







^Ig^^NT NO. 


DATE 


NAME 


CLASS 


SUBCLASS 


FILING DATE 




A 


5,771,112 


06/23/1998 


Hamel et al. 


359 


128 


06/17/1996 




B 


5,778,118 


07/07/1998 


Sridhar 


385 


24 


12/03/1996 




C 
















D 
















E 
















F 















FOREIGN PATENT DOCUMENTS 







DOCUMENT NO. 


DATE 


COUNTRY 


CLASS 


SUBCLASS 


TRANSLATION 


YES 


NO 




G 


WO 99/65164 


23/16/1999 


PCT 


H04B 


10/213 


X 






H 


















I 

















NON-PATENT DOCUMENTS 







DOCUMENT (Including Author, Title, Source, and Pertinent Pages) 


DATE 




J 


Kinoshita et al., "Flexible Twin Open Ring Metro WDM Network," OECC, pp. 713-14 


October 2003 




K 


Tian et al., "OUPSR Protected Flexible Metro WDM Network," ECOC, pp. 826-27 


2003 




L 


Boskovic et al., "Broadcast and Select OADM Nodes Application and Performance Trade-offs," 
OFC,pp. 158-59 


2002 




M 


Kinoshita et al. "Flexible Metro WDM Network with Photonic Domains", Fujitsu Laboratories of 
America, Inc., 3 pages 


February 24-26, 
2004 




N 


Suzuki et al., "Prototype of 12.5GHz-Spaced Tapped-Type OADM for DWDM Metro Ring 
Networks," ECOC-IOOC Proceedings - Vol. 4, pp. 902-903 


September 21-25, 
2003 




O 


Wolde, J., et al., "Optical Ethernet Metro Access Network Protype: Implementation and Results," 
ECOC-IOOC 2003, 3 pages 


September 21-25, 
2003 


EXAMINER 


DATE CONSIDERED 



EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP § 609. Draw line through citation if not in conformance and not 
considered. Include copy of this form with next communication to the applicant. 



U.S. PATENT AND TRADEMARK OFFICE 



DAL01:792381.1